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David Todd Mittelman

Practice areas:

Federal Securities Law, Federal Regulation, Securities & Investment Fraud, Corporate & Incorporation

Client reviews

Not yet reviewed

Practice Areas

Licensed since 1999

  1. Corporate & Incorporation: 25%
  2. Securities & Investment Fraud: 25%
  3. Federal Regulation: 25%
  4. Federal Securities Law: 25%

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Contact Info

Reed Smith

101 Second Street
Suite 1800
San Francisco, CA, 94105



NYCurrently registered 199903/13/2015

Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.

Avvo Contributions

Legal Answers


Award NameGrantorDate Granted
Rising Star Corporate FinanceLaw3602010
Client ServiceBTI Consulting2009
Capital MarketsSecurities & Exchange Commission2002


Association NamePosition NameDuration
Association of Securities and Exchange Commission AlumniMember2006 - Present


Publication NameTitleDate
Suffolk University Law ReviewTesting-the-Waters: How Warm is Regulation A’s Model for Soliciting Investor Interest?1998


School NameMajorDegreeGraduated
New York University School of LawN/ALL.M - Master of Laws1999
Suffolk University Law SchoolLawJD - Juris Doctor1998
Boston CollegePolitical ScienceBA - Bachelor of Arts1992

Speaking Engagements

Conference NameTitleDate
PLIPreparation of Annual Disclosure Documents2009
National Association of Stock Plan ProfessionalsUS and Global Securities Compliance for 20092009
Society of Corporate Secretaries & Governance ProfessionalsLegal and Practical Issues in Managing 10b5-1 Plans2008
Compliance WeekThe Revised Rules for Resale of Restricted Securities2008
ABASarbanes-Oxley Act — Language and Concepts2007