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No professional misconduct found.
Overview
Practice Areas
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25% Securities Offerings
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25% Federal Regulation
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25% Securities / Investment Fraud
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25% Corporate / Incorporation
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Contact Information
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Languages Spoken
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References
Client Reviews
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Résumé
License
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13 years since David Todd Mittelman was first licensed to practice law.
| State |
License status |
Year acquired |
Last updated by Avvo |
| New York |
Currently registered
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1999 |
05/21/2011 |
| California |
Active
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2004 |
11/04/2011 |
We have not found any instances of professional misconduct for this lawyer.
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Education
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| School |
Major |
Degree |
Graduated |
| New York University School of Law |
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LL.M - Master of Laws |
1999 |
| Suffolk University Law School |
Law |
JD - Juris Doctor |
1998 |
| Boston College |
Political Science |
BA - Bachelor of Arts |
1992 |
See all 3 degrees
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Awards
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| Award Name |
Granting Organization |
Date |
| Rising Star Corporate Finance |
Law360 |
2010 |
| Client Service |
BTI Consulting |
2009 |
| Capital Markets |
Securities & Exchange Commission |
2002 |
See all 3 awards
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Associations
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| Position |
Association Name |
Duration |
| Member |
Association of Securities and Exchange Commission Alumni |
2006-present
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Portfolio
Publications
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| Article |
Publication |
Date |
| Testing-the-Waters: How Warm is Regulation A’s Model for Soliciting Investor Interest? |
Suffolk University Law Review |
1998 |
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Speaking Engagements
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| Presentation Name |
Conference |
Date |
| Preparation of Annual Disclosure Documents |
PLI |
2009 |
| US and Global Securities Compliance for 2009 |
National Association of Stock Plan Professionals |
2009 |
| Legal and Practical Issues in Managing 10b5-1 Plans |
Society of Corporate Secretaries & Governance Professionals |
2008 |
| The Revised Rules for Resale of Restricted Securities |
Compliance Week |
2008 |
| Sarbanes-Oxley Act — Language and Concepts |
ABA |
2007 |
See all 5 speaking engagements
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