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Henry W Carter

Henry W Carter

N/A

Not Rated
This lawyer is deceased.
Avvo does not rate this lawyer because he or she is deceased.

Overview

Practice Areas
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  • 60% Financial Markets And Services
    19 years, 10 cases
  • 5% Securities Offerings
    14 years
  • 5% Internet
    14 years
  • 5% Limited Liability Company (LLC)
    14 years
Show all areas of practice

Fees and Payment Types

Fees

Hourly ($125-$300/hour)

Payment types

Check

Contact Information

Languages Spoken
  • German

About Me

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Henry Wolfgang Carter is the General Counsel and Chief Compliance Officer of Global Crown Capital, LLC. He was selected as the 2007 Compliance Leader of the... more

Résumé

 

License

21 years since Henry W Carter was first licensed to practice law.

State License status Year acquired Last updated by Avvo
Dist. of Columbia Active 1992 01/04/2012
New York Currently registered 1991 05/21/2011
See inactive licenses
We have not found any instances of professional misconduct for this lawyer.

Work Experience
Position Duration
General Counsel/Chief Compliance Officer at Global Crown Capital 2006–present
Consultant at H W Carter Consulting, LLC 2001–2005
See all 7 job entries

Education
School Major Degree Graduated
Georgetown University Law Center Law JD - Juris Doctor 1989
California State University, Sacramento California State Senate Fellowship in Government 1986
See all 3 degrees

Awards
Award Name Granting Organization Date
Compliance Leader of the Year Award Nominee Institutional Investor/Compliance Reporter 2008
Compliance Leader of the Year Institutional Investor/Compliance Reporter 2007

Associations
Position Association Name Duration
Member Georgetown Unversity Law Center Alumni Board 2008-present
Member California State Senate Cost Control Commission 2004-present
See all 7 association entries

Portfolio

Publications
Article Publication Date
Instant Messaging under the '34 Act and Commodity Exchange Act Practicing Law Institute (PLI) 2002

Speaking Engagements
Presentation Name Conference Date
Electronic Communications, Compliance & the Future National Regulatory Services 2006
Sarbanes Oxley Sarbanes Oxley 2004