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Jason Christopher Roberts

Practice areas:

Securities Offerings, Government Enforcement Counseling, NASD, SEC and ERISA Compliance, Fiduciary Adviser Risk Assessment

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Practice Areas

Licensed since 2006

  1. Fiduciary Adviser Risk Assessment: 25%
    7 years
  2. NASD, SEC and ERISA Compliance: 25%
  3. Government Enforcement Counseling: 25%
  4. Securities Offerings: 25%

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Contact Info

Edgerton & Weaver, LLP

2615 Pacific Coast Highway Suite 300
Hermosa Beach, CA, 90254

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License

StateStatusAcquiredUpdated
CAActive200608/18/2015

Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.

Avvo Contributions

Legal Answers

Awards

Award NameGrantorDate Granted
B.E. Witkin AwardN/AN/A

Publications

Publication NameTitleDate
UnknownWhat Steps Should Your Firm be Taking to Secure it's Place in the 401(k) Investment Advice Market?N/A
UnknownSummary of DOL Field Assistance Bulletin No. 2007-01: Additional Guidance for RIAs and Broker-Dealers Re PPaN/A
UnknownThe Pension Protection Act: Potential for Profits and PitfallsN/A
UnknownCustomizing Conception: A Survey of Preimplantation Genetic Diagnosis and the Sesulting Social, Ethical, and Legal DilemmasN/A

Education

School NameMajorDegreeGraduated
Univeristy of California, Los AngelesLawJD - Juris Doctor2004
University of Missouri, Columbiaand BankingBSBA1998