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I have served as general, special or local
counsel to many privately held companies,
with a strong emphasis in securities related issues such as the distribution of securities, regulation of brokers and dealers, civil liabilities
under the securities laws, and merit
regulation under the state securities laws. I have been actively engaged
in commercial litigation, emphasizing securities law violations for over 26 years. The Practitioner is active in major securities litigation pending in
federal and state courts throughout the United States. My reputation for excellence has been recognized on repeated occasions
by courts, and has taken a lead role in numerous important actions on behalf of defrauded investors and
shareholders, and I have been responsible
for a number of outstanding recoveries, totaling millions of dollars.
I have represented and guided clients through
the entire Regulation D Offering Process;
from setting offering data and transaction structure, conducting due diligence, through developing the offering
documentation (Private Placement Memorandum, Subscription
Agreement, etc.); completing the SEC Form D filing; assistance with State Blue Sky filings; and providing access to
investor resources including private investment groups and NASD brokerage firms.
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|FL||Member in Good Standing||2011||09/08/2015|
|MI||Active And In Good Standing||1985||11/03/2015|
|Managing Member||The Marsalese Law Group, PLLC||1988 - Present|
|John Marshall Law School, Chicago||Litigation||JD||1984|