Licensed since 1975
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|GA||Active Member in Good Standing||1978||06/07/2015|
|Investment Lawyer||NASD Account Transfer Guidance Points Up a Catch-22||2007|
|Broker-Dealer Regulation||Handling SEC/SRO Investigations||2005|
|NASD Spring Conference||NASD Brings Enforcement Action for Class B Mutual Share Sales Abuses and Issues Investor Alert on Class B Shares||2003|
|Legal Studies||The Debate Surrounding Whether Stock Options Should be Expensed by Corporations: Is there a Greater Cost to Shareholders than What is Reflected in Financial Statements?||2002|
|Unknown||Accounts’ Liability After Enron: Plaintiff’s & Defendant’s Perspectives||2002|
|Pennsylvania State University, Dickinson School of Law||Law||JD - Juris Doctor||1975|
|Dickinson College||N/A||BA - Bachelor of Arts||1972|
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