Focus on business law, including business formation, contract review, licensing, litigation, and employment matters.
Specialization in the representation of corporate entities, brokerage firms, employees of brokerage firms, and investors in the following types of matters:
Allegations of Securities Fraud
Broker Promissory Note Negotiation and Reduction
Employment Severance Discharge Negotiation
Securities Employee Regulatory Representation and Wells Notice Representation
Investment Negligence and Fraud
SEC and CFTC WhistleBlowing
Specialization in the representation of officers and directors in federal regulatory investigations.
Licensed since 2009
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|Associate||Finkelstein Thompson, LLP||2013 - Present|