Back to Search Results Diane E Ambler - Is this you? Claim and update your profile for free. 9.6 Superb Experience Industry Recognition Professional Conduct Find out more about the Avvo Rating Client Ratings Not yet reviewed Former client? Write a review No professional misconduct found. E-mail Lawyer Add to list Lawyer's website Send to a friend Overview Practice Areas 100% Business Contact Information Address registered with state bar 1601 K Street NW Washington, DC 20006 Office: 202-778-●●●● - show Fax: 202-778-●●●● - show View map E-mail this lawyer Visit lawyer's website References Client Reviews How would you rate this lawyer? If you're a current or former client, share your thoughts (anonymously, if you prefer). Would you recommend this lawyer to other clients? Review this lawyer Endorsements Endorse a fellow lawyer, get more visits to your profile In addition to providing a simple way to express your gratitude to fellow lawyers, any time you add an endorsement to a peer's profile, a link to your profile will appear on it. Endorse this lawyer Résumé Licenses 31 years since Diane E Ambler was first licensed to practice law in DC. See license details Hide license details State License status Year acquired Last updated by Avvo Dist. of Columbia Active 1979 08/23/2008 We have not found any instances of professional misconduct for this lawyer. Work Experience Position Duration Adjunct Professor at Georgetown University School of Law, LL.M. Program 1997–2000 Law Clerk at Honorable Charles Clark, U.S. Court of Appeals for the Fifth Circuit 1978–1979 Education School Major Degree Graduated Villanova University School of Law Law JD - Juris Doctor 1978 University of Rochester BA - Bachelor of Arts 1971 Associations Position Association Name Duration Co-Chair, Chair American Bar Association, Business Law Section, Investment Companies and Investment Advisors Subcommittee 1994–2004 Chair Committee on Developments in Investment Services, American Bar Association, Section of Business Law Member Executive Committee, ABA Retirement Funds President Federal Bar Association, Securities Law Committee, Executive Council Chair Investment Committee, ABA Retirement Funds Member Mutual Fund Directors Forum, Executive Board Member Variable Insurance Products Committee, NASD See all 7 association entries Hide additional associations Portfolio Publications Article Publication Date Mutual Fund Governance: Clarifying the Role of Independent Directors Investment Lawyer 2005 Book, co-author Sarbanes-Oxley Act: Planning & Compliance 2005 Book, author American Bar Association publication 2003 Book, co-author Sarbanes-Oxley Planning and Compliance 2003 The New Technologies of Customer Identification (Part 1) Currents 2002 The New Technologies of Customer Identification (Part 2) Currents 2002 Roundtable on the Role of Independent Investment Company Directors: Issues for Independent Directors of Bank-Related Funds, Variable Insurance Product Funds, and Closed-End Funds The Business Lawyer 1999 Regulatory Talk Fund Action 1998 Investment Companies and Investment Advisers Securities Practice and Electronic Technology 1998 Developments Affecting Fund of Funds Structures, Variable Insurance Contract Pricing, and Fund Names Insights: The Corporate & Securities Law Advisor 1997 The Financing of Mutual Fund B Share Arrangements The Business Lawyer 1997 Book, author American Bar Association publication 1996 Participant Directed Defined Contribution Plans and Reliance on the Private Investment Company Exception Insights, The Corporate & Securities Law Advisor & Investment Lawyer 1996 Bank Sales and Underwriting of Investment Products (Mutual Funds and Annuities) The Financial Revolution: Understanding the Changing Roles of Banks, Insurance Companies, and Mutual Funds 1996 Book, author Bank Investment Products Deskbook (Warren, Gorham & Lamont) 1995 Developments Relating to Investment Companies, Banks, and Mutual Funds Bankers Magazine 1995 U.S. Supreme Court Rules National Banks May Broker Annuities The Financial Services Regulatory Report 1995 Insurance Companies, Banks, and Mutual Fund Complexes: Who, What, Where The Financial Services Regulatory Report 1994 Lateral Hiring Conflicts Insights: The Corporate & Securities Law Advisor 1991 See all 19 publications Hide additional publications Speaking Engagements Speaking Engagement Name Conference Date Fee-Based Brokerage: What to do Next? K & L Gates Investment Management Breakfast Briefing 2007 Diane E Ambler - Is this your profile? Claiming your profile is free and easy! Highlight your practice areas, work experience, speaking engagements, awards, and more. Showcase your legal expertise and selected case histories. Claim your profile for free Business Resources Business owners: the business insurance checkup Posted in Business. Legal protections for setting up a corporate accountability site online 1 answer, Newton, MA Business Owners: how to assess liability in your business Posted in Business. I want to remove my name as owner of a small business in MA - what do I need to do? 2 answers, Newton, MA Business Lawyers and Resources