9.7
Superb
No professional misconduct found.
Overview
Practice Areas
|
|
Contact Information
|
|
References
Client Reviews
|
Client reviews: you be the judge (without giving away your identity)
If you're a current or former client of this lawyer, tell others what it's like to work with him or her (anonymously, if you want). Your post will make a difference.
Review this lawyer
|
Endorsements
|
Endorse a fellow lawyer, get more visits to your profile
In addition to providing a simple way to express your gratitude to fellow lawyers, any time you add an endorsement to a peer's profile, a link to your profile will appear on it.
Endorse this lawyer
|
Résumé
Licenses
|
-
30 years
since Diane E Ambler was first licensed to practice law in DC.
We have not found any instances of professional misconduct for this lawyer.
|
Work Experience
|
| Position |
Duration |
| Adjunct Professor at Georgetown University School of Law, LL.M. Program |
1997–2000
|
| Law Clerk at Honorable Charles Clark, U.S. Court of Appeals for the Fifth Circuit |
1978–1979
|
|
Education
|
|
Associations
|
| Position |
Association Name |
Duration |
| Co-Chair, Chair |
American Bar Association, Business Law Section, Investment Companies and Investment Advisors Subcommittee |
1994–2004
|
| Chair |
Committee on Developments in Investment Services, American Bar Association, Section of Business Law |
|
| Member |
Executive Committee, ABA Retirement Funds |
|
| President |
Federal Bar Association, Securities Law Committee, Executive Council |
|
| Chair |
Investment Committee, ABA Retirement Funds |
|
| Member |
Mutual Fund Directors Forum, Executive Board |
|
| Member |
Variable Insurance Products Committee, NASD |
|
See all 7 association entries
Hide additional associations
|
Portfolio
Publications
|
| Book, author |
American Bar Association publication |
2003 |
| Book, co-author |
Sarbanes-Oxley Planning and Compliance |
2003 |
| The New Technologies of Customer Identification (Part 1) |
Currents |
2002 |
| The New Technologies of Customer Identification (Part 2) |
Currents |
2002 |
| Roundtable on the Role of Independent Investment Company Directors: Issues for Independent Directors of Bank-Related Funds, Variable Insurance Product Funds, and Closed-End Funds |
The Business Lawyer |
1999 |
| Regulatory Talk |
Fund Action |
1998 |
| Investment Companies and Investment Advisers |
Securities Practice and Electronic Technology |
1998 |
| Developments Affecting Fund of Funds Structures, Variable Insurance Contract Pricing, and Fund Names |
Insights: The Corporate & Securities Law Advisor |
1997 |
| The Financing of Mutual Fund B Share Arrangements |
The Business Lawyer |
1997 |
| Book, author |
American Bar Association publication |
1996 |
| Participant Directed Defined Contribution Plans and Reliance on the Private Investment Company Exception |
Insights, The Corporate & Securities Law Advisor & Investment Lawyer |
1996 |
| Bank Sales and Underwriting of Investment Products (Mutual Funds and Annuities) |
The Financial Revolution: Understanding the Changing Roles of Banks, Insurance Companies, and Mutual Funds |
1996 |
| Book, author |
Bank Investment Products Deskbook (Warren, Gorham & Lamont) |
1995 |
| Developments Relating to Investment Companies, Banks, and Mutual Funds |
Bankers Magazine |
1995 |
| U.S. Supreme Court Rules National Banks May Broker Annuities |
The Financial Services Regulatory Report |
1995 |
| Insurance Companies, Banks, and Mutual Fund Complexes: Who, What, Where |
The Financial Services Regulatory Report |
1994 |
| Lateral Hiring Conflicts |
Insights: The Corporate & Securities Law Advisor |
1991 |
See all 19 publications
Hide additional publications
|
Speaking Engagements
|
| Speaking Engagement Name |
Conference |
Date |
| Fee-Based Brokerage: What to do Next? |
K & L Gates Investment Management Breakfast Briefing |
2007 |
|
|
