Back to Search Results Brian L Rubin - Is this you? Claim and update your profile for free. 9.2 Superb Experience Industry Recognition Professional Conduct Find out more about the Avvo Rating Client Ratings Not yet reviewed Former client? Write a review No professional misconduct found. E-mail Lawyer Add to list Lawyer's website Send to a friend Overview Practice Areas 40% Financial Markets And Services 20% Arbitration 20% Litigation 20% Securities / Investment Fraud Show all areas of practice Hide additional areas of practice Contact Information Sutherland Asbill & Brennan LLP ATTORNEYS AT LAW 1275 Pennsylvania Avenue N West Washington, DC 20004 Office: 202-383-●●●● - show Fax: 202-637-●●●● - show View map E-mail this lawyer Visit lawyer's website References Client Reviews How would you rate this lawyer? If you're a current or former client, share your thoughts (anonymously, if you prefer). Would you recommend this lawyer to other clients? Review this lawyer Endorsements Endorse a fellow lawyer, get more visits to your profile In addition to providing a simple way to express your gratitude to fellow lawyers, any time you add an endorsement to a peer's profile, a link to your profile will appear on it. Endorse this lawyer Résumé Licenses 21 years since Brian L Rubin was first licensed to practice law in DC. See license details Hide license details State License status Year acquired Last updated by Avvo Dist. of Columbia Active 1988 08/08/2008 We have not found any instances of professional misconduct for this lawyer. Education School Major Degree Graduated Duke University School of Law Law JD - Juris Doctor 1987 Duke University Economics MA - Masters 1987 University of Pennsylvania BS - Bachelor of Science 1984 See all 3 degrees Hide additional degrees Associations Position Association Name Duration Member District of Columbia Bar Portfolio Publications Article Publication Date Tips for the Newlywed Regulators National Law Journal 2007 Inadvertent Production of Privileged Documents: Avoiding Or Addressing The Problem Compliance Reporter 2006 “Inadvertent Production of Privileged Documents: Avoiding or Addressing the Problem Compliance Reporter 2006 How To Succeed at Settling SEC and NASD Enforcement Actions" Insights Magazine 2006 Practical pointers for regulatory examinations Investment News 2006 Practical pointers for regulatory examinations Investment News 2006 The House That the Regulators Built (Revisited): An Analysis of Whether Respondents Should Litigate Against NASD Securities Regulation & Law Report 2006 "The House That the Regulators Built (Revisited): An Analysis of Whether Respondents Should Litigate Against NASD" Securities Regulation & Law Report 2006 Unless They Make You an Offer You Can't Refuse: Litigating Against NASD and the NYSE" Wall Street Lawyer 2006 “Unless They Make You an Offer You Can't Refuse: Litigating Against NASD and the NYSE,” Wall Street Lawyer 2006 "Handling SEC/SRO Investigations," Broker-Dealer Regulation Broker-Dealer Regulation 2005 Cooperation, Only More So: What it Takes To Receive Credit for Cooperating With NASD Securities Regulation & Law Report 2005 The House That the Regulators Built: An Analysis of Whether Respondents Should Litigate Against NASD Securities Regulation & Law Report 2005 See all 13 publications Hide additional publications Brian L Rubin - Is this your profile? Claiming your profile is free and easy! Highlight your practice areas, work experience, speaking engagements, awards, and more. Showcase your legal expertise and selected case histories. Claim your profile for free Financial Markets And Services Resources Do I Have a Brokerage Claim? Posted in Financial Markets And Services. if money orders are sent to you blank and you deposit them 2 answers, Phoenix, AZ Financial Markets Overview Posted in Financial Markets And Services. How much should a new introducing broker-dealer allocate to a monthly retainer for legal/compliance & advice/services? 1 answer, Colorado Springs, CO Do I Have a Brokerage Claim?