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No professional misconduct found.
Overview
Practice Areas
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40% Financial Markets And Services
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20% Arbitration
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20% Litigation
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20% Securities / Investment Fraud
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Contact Information
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References
Client Reviews
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Résumé
License
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24 years since Brian L Rubin was first licensed to practice law.
| State |
License status |
Year acquired |
Last updated by Avvo |
| Virginia |
Authorized to practice law
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1987 |
10/09/2009 |
| Dist. of Columbia |
Active
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1988 |
10/01/2009 |
We have not found any instances of professional misconduct for this lawyer.
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Education
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| School |
Major |
Degree |
Graduated |
| Duke University School of Law |
Law |
JD - Juris Doctor |
1987 |
| Duke University |
Economics |
MA - Masters |
1987 |
| University of Pennsylvania |
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BS - Bachelor of Science |
1984 |
See all 3 degrees
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Associations
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| Position |
Association Name |
Duration |
| Member |
District of Columbia Bar |
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Portfolio
Publications
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| Article |
Publication |
Date |
| Tips for the Newlywed Regulators |
National Law Journal |
2007 |
| How To Succeed at Settling SEC and NASD Enforcement Actions" |
Insights Magazine |
2006 |
| Practical pointers for regulatory examinations |
Investment News |
2006 |
| "The House That the Regulators Built (Revisited): An Analysis of Whether Respondents Should Litigate Against NASD" |
Securities Regulation & Law Report |
2006 |
| Inadvertent Production of Privileged Documents: Avoiding Or Addressing The Problem |
Compliance Reporter |
2006 |
| Unless They Make You an Offer You Can't Refuse: Litigating Against NASD and the NYSE" |
Wall Street Lawyer |
2006 |
| Practical pointers for regulatory examinations |
Investment News |
2006 |
| The House That the Regulators Built (Revisited): An Analysis of Whether Respondents Should Litigate Against NASD |
Securities Regulation & Law Report |
2006 |
| “Inadvertent Production of Privileged Documents: Avoiding or Addressing the Problem |
Compliance Reporter |
2006 |
| “Unless They Make You an Offer You Can't Refuse: Litigating Against NASD and the NYSE,” |
Wall Street Lawyer |
2006 |
| Cooperation, Only More So: What it Takes To Receive Credit for Cooperating With NASD |
Securities Regulation & Law Report |
2005 |
| The House That the Regulators Built: An Analysis of Whether Respondents Should Litigate Against NASD |
Securities Regulation & Law Report |
2005 |
| "Handling SEC/SRO Investigations," Broker-Dealer Regulation |
Broker-Dealer Regulation |
2005 |
See all 13 publications
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