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06-05223 Ronald E. Warren Shelby H. Warren Names of the Respondents Hearing Site: Birmingham, Alabama A.G. Edwards & Sons, Inc.

Case Conclusion Date: 01.22.2008

Practice Area: Tax

Outcome: $1,300,000 Claim - defended successfully

Description: http://finraawardsonline.finra.org/turing.aspx?doc=38718 Case 06-05223

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