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Practice Areas


  1. Business: 50%
  2. Litigation: 50%

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Contact Info

Curtis Mallet-Prevost Colt & Mosie

695 East Main Street
Suite A-3
Stamford, CT, 06901-2141

Curtis Mallet- Prevost Colt & Mosle LLP

101 Park Ave
New York, NY, 10178-0061




Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.
Avvo Contributions
Legal Answers
Award NameGrantorDate Granted
AV RatedMartindale-HubbellN/A
Association NamePosition NameDuration
Securities Industry Association, Compliance and Legal DivisionMemberN/A
Publication NameTitleDate
Alternative Investment QuarterlyIssues for Asset-Based Lending Funds — Protecting Your Collateral in Structured Cross-Border Commodity Finance2007
Alternative Investment QuarterlyThe Future of Soft Dollar Practices in Light of New Hedge Fund Regulations2004
Alternative Investment QuarterlyCompensation Issues and Trends in Structuring Agreements with an In-House Portfolio Manager2003
Alternative Investment QuarterlyHedge Fund Practices of Brokers Come Under Close Scrutiny2003
Alternative Funds Services ReviewPositioning the New Hedge Fund for Capital2003
ABANA ReviewHedge-Linked Notes as a Means to Hedge Fund Investing: Does it Justify the Hype?2003
The Capital Guide to Hedge FundsCurrent Trends Affecting Flows to Hedge Funds2003
Alternative Investment QuarterlyHedge Fund Marketing: Pros, Cons and Structuring Agreements with Third-party Marketers2002
Alternative Investment QuarterlyHedge-Linked Notes as a Means to Hedge Fund Investing: Does it Justify the Hype?2002
National Law JournalTo Register or Not: A Finder’s Big Dilemma2001
School NameMajorDegreeGraduated
Fordham University School of LawLawJD - Juris Doctor1977
College of the Holy CrossN/ABA - Bachelor of Arts1974
Speaking Engagements
Conference NameTitleDate
Financial Research Associates, LLC ConferenceComplying With FINRA & SEC Marketing Requirements2008
Financial Research Associates, LLC 4th Annual Hedge Fund Incubation and Seeding ConferenceTerms and Conditions for Starting a Hedge Fund Through Seeding/Incubation2008
MARHedge 12th Annual European Conference On Alternative InvestmentsModerator - Hedge Fund Blowups - A Case Study2007
Lipper HedgeWorld Investor Outlook 2007, ModeratorSeeding Capital: The Tradeoffs2007
Financial Resource Associates Hedge Fund Financial Reporting SeminarValuation Guidelines and Fair Value Accounting Update2007
Financial Research Associates, LLC, The Annual Hedge Fund Business Operations ForumManaging Costly Cash Flow Mismatches Through Credit Facilities2007
Financial Research Associates, LLC, The Annual Hedge Fund Business Operations ForumManaging Costly Cash Flow Mismatches Through Credit Facilities2007
Hedge Fund Incubation and Seeding ConferenceBarriers to Entry in a New Legal and Regulatory Environment2006
Hedge Fund Incubation and Seeding ConferenceLegal and Regulatory Issues in Setting Up a Hedge Fund Management Company2006
2006 Lipper Fund Services ExpoHedge Fund Due Diligence2006
Financial Research AssociatesIs Third-Party Marketing the Right Approach for You?2005
3rd Annual Hedge Funds Business Operations ForumModerator - Compliance Session; The Custody of Client Assets and Amended Rule 206(4)-22005
Association of Corporate CounselWhen the SEC Comes Calling2004
Fund of Funds - Special Legal Considerations for Managers and InvestorsFinancial Research Associates2002
Institute for International ResearchCompliance: Understanding the Legal Ramifications of Hedge Fund of Funds2001

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